-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P7tOqeGQA8j/Q2pByiAiJYMffsleTRzperYY9DYd9wAqJjdCzO69aU6Ia1TjEYEo ZNbO8zYrtKyWIMyHftxQyQ== 0000898432-11-000107.txt : 20110204 0000898432-11-000107.hdr.sgml : 20110204 20110204152529 ACCESSION NUMBER: 0000898432-11-000107 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20110204 DATE AS OF CHANGE: 20110204 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC CENTRAL INDEX KEY: 0001269932 IRS NUMBER: 043689735 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 181 W MADISON STREET STREET 2: STE 3750 CITY: CHICAGO STATE: IL ZIP: 60602 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVAMED INC CENTRAL INDEX KEY: 0001086939 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 364116193 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58295 FILM NUMBER: 11574476 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: SUITE 1010 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126644100 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: SUITE 1010 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NOVAMED EYECARE INC DATE OF NAME CHANGE: 19990521 SC 13G/A 1 schedule.htm schedule.htm
 
SCHEDULE 13G

(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c)
and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
Under the Securities Exchange Act of 1934
 
(Amendment No.   3 )*
 
NovaMed, Inc.
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
66986W108
 (CUSIP Number)
 
 
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[x ]           Rule 13d-1(b)
[   ]           Rule 13d-1(c)
[   ]           Rule 13d-1(d)

 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 

 

 
CUSIP No.
 
66986W108
 
          13G

1
NAME OF REPORTING PERSON
 
Geneva Investment Management of Chicago, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see Instructions)
 
Not Applicable
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
 
 
 
NUMBER OF
5
  SOLE VOTING POWER
 
348,538
 
SHARES
BENEFICIALLY
OWNED BY
6
  SHARED VOTING POWER
 
315,140
 
EACH
REPORTING
PERSON
7
  SOLE DISPOSITIVE POWER
 
348,538
 
WITH
8
  SHARED DISPOSITIVE POWER
 
315,140
 
9
 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
663,678
10
 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
  (see Instructions)
Not Applicable
11
 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.3%
12
 TYPE OF REPORTING PERSON
  (see Instructions)
IA
 
 
Page 2 of 5

 
 
Item 1(a)
Name of Issuer:
 
     
 
NovaMed, Inc.
 
Item 1(b)
Address of Issuer’s Principal Executive Offices:
 
   
980 North Michigan Avenue, Suite 1620
       
Chicago, Illinois 60611
 
Item 2(a)
Name of Person Filing:
         
   
Geneva Investment Management of Chicago, LLC (“Geneva”)
 
Item 2(b)
Address of Principal Business Office:
 
   
Geneva is located at:
 
181 West Madison Street, Suite 3575
Chicago, Illinois 60602
 
Item 2(c)
Citizenship:
 
   
Geneva is a Delaware limited liability company.
 
Item 2(d)
Title of Class of Securities:
 
   
Common Stock
 
Item 2(e)
CUSIP Number:
 
     
   
66986W108
 
Item 3
Type of Person:
 
     
   
(e)  Geneva is an investment adviser registered under section 203 of the
   
Investment Advisers Act of 1940.
 
 
Page 3 of 5

 

 
Item 4
Ownership (at December 31, 2010):
 
     (a)
Amount owned “beneficially” within the meaning of rule 13d-3:
 
663,678
 
     (b)
Percent of class:
 
8.3% (based on 7,954,713 shares outstanding as of November 3, 2010)
   
 
 (c)
     
Number of shares as to which such person has:
   
(i)      sole power to vote or to direct the vote: 348,538
(ii)     shared power to vote or to direct the vote: 315,140
(iii)    sole power to dispose or to direct the disposition of: 348,538
(iv)    shared power to dispose or to direct disposition of: 315,140
   
 
Item 5
Ownership of Five Percent or Less of a Class:
       
   
Not Applicable
 
 
Item 6
Ownership of More than Five Percent on Behalf of Another Person:
   
 
The shares reported herein have been acquired on behalf of discretionary clients of Geneva.  Persons other than Geneva are entitled to receive all dividends from, and proceeds from the sale of, those shares.  None of those persons, to the knowledge of Geneva, has an economic interest in more than 5% of the class.
 
Item 7
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
       
   
Not Applicable
 
 
Item 8
Identification and Classification of Members of the Group:
       
   
Not Applicable
 
Item 9
Notice of Dissolution of Group:
   
 
Not Applicable
       
Item 10
Certification:
 
   
   
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 
Page 4 of 5

 

Signature
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 

 Date: February 4, 2011    
     
     
  GENEVA INVESTMENT MANAGEMENT OF CHICAGO, LLC  
       
 
By:
/s/ Thomas W. Ulrich  
    Thomas W. Ulrich  
    Principal  
       
 
 
Page 5 of 5

 
 
 
 
 
 
Alan Goldberg
D  312.807.4227
F  312.827.8086
alan.goldberg@klgates.com
 
 
                         February 4, 2011

VIA EDGAR
 
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549

Ladies and Gentlemen:


The accompanying filing constitutes the Schedule 13G of Geneva Investment Management of Chicago, LLC relating to the common stock of NovaMed, Inc.


 
 
 Very truly yours,
 
 
 
 
 /s/ Alan Goldberg      
 Alan Goldberg                                 
 
 
 
 
 cc:
NovaMed, Inc. (w/encl.)
Thomas W. Ulrich
 
GRAPHIC 2 chicago.jpg begin 644 chicago.jpg M_]C_X``02D9)1@`!`0$`8`!@``#_X0!X17AI9@``24DJ``@````&`#$!`@`1 M````5@````$#!0`!````:`````,#`0`!`````N[2`!!1`0`!`````0">GQ%1 M!``!````Q`X``!)1!``!````Q`X```````!-:6-R;W-O9G0@3V9F:6-E``"@ MA@$`C[$``/_;`$,`"`8&!P8%"`<'!PD)"`H,%`T,"PL,&1(3#Q0=&A\>'1H< M'"`D+B<@(BPC'!PH-RDL,#$T-#0?)SD].#(\+C,T,O_;`$,!"0D)#`L,&`T- M&#(A'"$R,C(R,C(R,C(R,C(R,C(R,C(R,C(R,C(R,C(R,C(R,C(R,C(R,C(R M,C(R,C(R,C(R,O_``!$(`&("80,!(@`"$0$#$0'_Q``?```!!0$!`0$!`0`` M`````````0(#!`4&!P@)"@O_Q`"U$``"`0,#`@0#!04$!````7T!`@,`!!$% M$B$Q008346$'(G$4,H&1H0@C0K'!%5+1\"0S8G*""0H6%Q@9&B4F)R@I*C0U M-CH.$A8:'B(F* MDI.4E9:7F)F:HJ.DI::GJ*FJLK.TM;:WN+FZPL/$Q<;'R,G*TM/4U=;7V-G: MX>+CY.7FY^CIZO'R\_3U]O?X^?K_Q``?`0`#`0$!`0$!`0$!`````````0(# M!`4&!P@)"@O_Q`"U$0`"`0($!`,$!P4$!``!`G<``0(#$00%(3$&$D%1!V%Q M$R(R@0@40I&AL<$)(S-2\!5B7J"@X2%AH>(B8J2DY25EI>8 MF9JBHZ2EIJ>HJ:JRL[2UMK>XN;K"P\3%QL?(RKR\_3U]O?X^?K_V@`,`P$``A$#$0`_`/?J*X#PQXKNYO%'C:/6+^-=-TFX M00F15184PVBT5Y_X_U[5;?Q)X>\.V&I#2(M5=Q+J!C#,NW&$7=P"2?U%1>#-:U:/QWK'A M:[U?^W+2SMTF6^:-5>)R0#&Y7@GD^_%`'HM%F3^1>0A/+ MDVAL9=0>#QT)KH=)GDN=&L;B9MTLMO&[MC&25!)H`+G4[:TU"RL9683WI<0@ M+D$HNXY/;BKE-+[Q+8W=EK:M'JT#?:`K+M+P2?,C`>@SCZ8H`]$HK@_&NG>+((]4U MK2_%K65G;VQF2R%DC\HF2-YYY(_#-4/`-MXQUK3='\0WWB]I;2X7S9;$V48W M#D;=XY_&@#TNBO*9;OQ;X@^)WB#0],\3MI=I81Q21J+2.7[RC(YYZDFNO\.: M'XETR_DFUGQ4=6MVCVK";-(MK9'S97VR,>]`'3T5Y6NH>)O'?C+7=,T[Q!_8 M.FZ/,("L$2O/,W/S'=T'!_2NP\)V/BC3DN[7Q%J5MJ42./LETB;)77'/F`6=I"_>VGOCI]:Q]1 MT^]C^(5OK<5M)-;Q6D=LX`R,.[[F7_:7Y2?]EFKEH++5UO;]&TG47DOK.X:Y MF,6`;MHRI7/0Q@*-N.,OQSF@#TRZU*VL]+;49F86ZH'R%))!Z`#N3D#'O266 MIV]]8?;(]\<8+AUE7:R%"0P([$$&L741-?\`@E?(M+GS8O(

:A:M+I]T4,TH65[;:SQLTP`<``)P4)X!;=STH`]!M[B*ZMX MIX)`\4J!T8=&4C(-2=1D5YM;Z3=F*V4V-_'&FEI"L<,/ELN(95==Q^Z=Q'&. M25/(%;UI%=P>#41K219(KI6"0Q,K.@N`=PCZKE&=9\0>+?&\VF.EQ#8:A'<3:6^=M[C)VG!YP`>.^:]I\%> M*-+\5>'H;K3$6`1`136F`&MF`^X1Z>GM4'AGPG/H7B?Q+JLMU'+'J]PDL<:J M08P,\$]^M9][X#N[/QM'XG\,7T-A+-QJ-K*A,5R/7`Z-[^O/KD`YW7K?4/BU MKU_H5LT-AH6C7.R:\:/?-).!T3^Z!_GTI_A;4?\`A5WA'4K;Q%I<5L]K M>WP6U1CR"!U+=`2>!^!K8O?!/B#2O$E]K7@[5[6U_M%M]Y97T1>)G_OJ1R#U MK-O/A1J7B))]0\2^));C7`H^Q26RF."S8'(VKWY`ST_.@"]\4KMK_P"#5_=O M;36K310N8)AAXR74X;W%=KH/_(O:9_UZ1?\`H`KG=<\+ZUXC^',WA_4M0M3J M4JHKW:1L$;:P.XKU!('YU6T70OB!I]S8QW?B72YM.@*+)"ECM9HUXP&SP<=Z M`-77?^1U\*?]=+K_`-$FN5\42IIWQR\+7VH$+936DMM!(WW5F.[CZG0)B0A?'&['.,UYI/XQ\>:1XMT+1=6M-!9M3G"[;1I&=8P1N8Y/' M&<'V-7H/#7Q)TJ$66G^+M.N[11MCEU"T)F5>V2/O?C6EX7\`G1M4GU_5]3DU MCQ!,A3[5,NU(E_NHHZ#^GI0!SGQ"N3XN\::9X'AD(L;?%_J[KT6->0I_#]66 MN>\2^/\`0+?Q9HGB;0%O%EL_]$O8FLWC22U/N1C*]OP]*]'\$^"IO#=YJ^J: MG>QWVK:I.9)9T0J%3LH![9)_3TKI]1T^WU73;G3[N,26]S&T4BGN",4`9/BN MXBN_A_K%Q!()(9=-E='7HRF,D$50^%G_`"3'0/\`KV_]F-1Z'X/U+3?A[>>% MKO4XKG=#+;VMQY9&R-@0H89YQG\JV?".AR>&O">G:-+.L\EI%Y;2(N`W).+%\/:Q!IDRPP&5YK83!UVK@`'IS7H?AK3/%MC>3/XA\06N MI6[1XCCALQ"5;/4D=>*YZ^\#>*(?&VJ^(=`\0V5B=05$>.:T\T@*H'<^HK?\ M-Z;XPL[^23Q#K]EJ%J8\)%!9B(J^1SGTQGB@#.UKP'HGBC47US2-4FT[5U/E MM?Z9..6&.'`."1QZ&J_@G7]?A\5ZGX.\23Q7MU90+<07T:[3+&2!\P]>1^M0 M-X#\1^'M6OKGP3KEI9V5]*9I;&^@+QQR'JR$E7,<=Q971@?/^DH$,:X5F.?FW:D8+B)+,$S1 M.@\Q0$#]`<)=-U&XFA@D;]RTBN[@!04D\L\Y[G MIZU1(MCLQ,3 M^;@'@_O''Y9[5J3:'?1WTKC2I)8A);2R;]CL2DD1.QN-P*JQ(/0KP?FQ0!V= M[K%II^H6%E<,RRWQD$)QQE$+G)[<`T:5K%GK&F6M_:R?N;F$3QA\!MA[D5SO MCK1-2U@Z;)ID>9K4P`9 MLYSGY0.G.>]`'>6>LV=Z)FC_?-&NS&_+`; M<],^E>=/X>OG@OI$TF:&.5M\$05#M/G3L-T><$8=U-LM=TV_1FAN5!1(W=9/E*AU#+D'V-8=UIDX\%:58W&G23^4(EGCA;$T M6U3\\9!&'5MO(/3-9<7A[4+V:*+5[`S/-):R74Q"X8+;LCY(_B#']OPUY_HMR MR_:MS[5C;S(_,E9=H/WR`Z\MTZ=JZ+PQ8S:?-J,%UD;!W@01H1N'4 MAE;/'OWH`Z&BBB@`HHHH`****`"BBB@!:***`$HHHH`****`"BBB@!C11O(D MC1JSIG8Q&2N>#@]J?110`4444`%%%%`!1110`4444`%%%%`!1110`4444`%% M%%`!1110`4444`%%%%`!1110`4444`%%%%`!1110`4444`%%%%`!1110`444 M4`%%%%`!1110`4444`%%%%`!1110!D7.O);ZXNFK:S2X$9EE0C$6\L%)'4C* M')[<4_4/$.FZ9"LT]PGDD`F1'4@9*@9Y[[U/TK*UW2M0O?$-K/;6RCR_+"7B M.%*)N;SHWYRRLNW`P1GGC%<^GAC6C;1LVGJK0Q(GEF9"6*+;#CG'/E/C)],X MS0!Z(EU;RSO#'/$\J`%T5P64'ID=JP9/%\,,-_++IUZJVL33JJJ"TL:LRE@, M\!PDOF,DAD4C#F,A0HYR-IR3Z#'6LYM$U>ZDUN6: MUCCN+JPEM6<2#;K27LS):JT<%P M]U$WFJ/.+2P2;!Z$>4PYP.GX=5X?M+BRT:.*Z0).TDLK("#MWR,^,CCC=B@# M4HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`6BBB@!****`"BBB@`HHHH` M****`"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`H MHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`****`"BBB@`HHHH`****`"BB MB@`HHHH`****`,#5O$C:9J1M4L7N(XXTDGD5\%-Y8)@8YY0YZ8'K4MGXGTV\ MM(;I;B%87@,SL91^[QLRI'7/SC\QZBJ.M:1JUQJ\\FGF-8;R"**61I,%!&SD MKC'(8/CVYK._X134T?S0(&*+&0HDQN*?93C..,^0XS[B@#JEUO2W)"W]N=L/ MGG]X.(\`[OI@@_C38->TJX,`BOX6,[LD7S8WLIP0/H>/KQ7&:KHVLQP3W$\% MNL?V5HAY#$)"7$8^X!SM*L2W/&.,#%2Z=I>H7[07421R*)_WTYDXVM5"3/<)(),-=%KF.<*W' M&-A7)SUH`U(?&!FFM5&G,$=HX[AC*/W3O*\0`&/G&Y#D\<8-:>LZXFD3Z=`8 M&FDO;E8`%.-BD@%S[`E1^(K&M='U6.;28;FTBEM(9);F8I<8*S2.Y'&/F"!S MC&,D@]JEU/PG))/:3:9?2VX@>(&*3$H*B99&(9\L"<#O_"*`&Q^,I)0532V$ MTIB^RHTP`E61W4%CCY#^[8D<]JN:=XAN-1N[!4T]5M;VW^T)+]HRZKM4_,FW MU8+UK,?2=9GFN+^:QA^VK?17$:_:6%!`.3G.-J6SP[,6OF21-L.]'>#RBHYP$R2_U_.@" MK;>)-9+V+W%K:?9IY(D\Q%=?-$KN%*9/&%4,0<\-VJWJGB+4+&75UCL(&%E' M!)&6G(WJ[."QXXQMX'?UJ7^QM034='99;1[*P@">6ZL&$F-I=<'&=N0,]-QI M+GP_=WL&H?:+N+S[VUAA9DC(4,C.2<9Z'=T]J`*<_B75K=]2#:?;L8;:>YMX MF=D8+'(4&\D'A@-PP.F?K746TIGM892`"Z*Q`]QFL+^Q-0FEUTW4UHPU")H8 M9$5M\:8(12"<8&2>.I8UNVT1@M882*]&@GF@DN\ M2P[O,0(Q(QOR>G3]VWY5M5R$G@6.3Q9>ZTUUE+J.2,P;>FZ-4Z_@Y_X'0!IG MQAH8!8WPVABA;:<;@Q7&<=<@TM[XCMK5-.N0RFRNB^Z4@Y"JC,"!W)(`QWS7 M+I\,=OADZ2=2)D-TMR9]G<1;",9[MEOQK8U#PC/?6FF6WVR-$TLI):L$.Y9$ MC*ACS@_-@X],T`6X?%5LJXND=96NI(%2*-FPJS&)68_PY.!SWIZ^*;26_LK: M"*>1;EW1I#&5$>U`X)!'0JP(/O7/7NAZC;:S%)&KS?O#*J)"QBD9[EI"&8$; M=F006R,_B*O:?X2O[2:*26ZMY&$S/(P#9<-"L3,2?XR5W>G)H`UX/%&E7$D$ M<

  • 9@J@PL",[<$\<`[TP3UW"I[O7M.L;UK6XG*2)$97.PE5`#-R<8SA&./ M8US]GX/N[7^S]MQ:(;656WQ1LK@*$4X;.3N5""#QAA_=%6KSPYJ-[+=^9?P* ME[;^5<;(CDD)(HQD]/G!] -----END PRIVACY-ENHANCED MESSAGE-----